We are seeking a highly driven, competitive Paraplanner / Financial Planner/Trading & Portfolio role to join a fast‑growing, high‑standards financial practice. This role is built for a top performer, someone who thrives in a results‑oriented environment, values precision, and wants to play a meaningful role in investment execution and client success.
This is not a passive support role. You will be a trusted professional with direct responsibility for trading, portfolio execution, and plan implementation, working closely with lead advisors to deliver exceptional outcomes for clients.
What Sets This Role Apart
- You will be hands‑on with managing firm trading and portfolio execution
- Your accuracy, speed, and discipline will directly impact client results
- You’ll work in a high‑expectations, team‑driven environment that values initiative and accountability
- Performance, ownership, and contribution are recognized and rewarded
Key Responsibilities
- Execute securities trades with precision, efficiency, and full regulatory compliance
- Partner closely with lead Financial Planners to prepare client strategies, meeting materials, and follow‑ups
- Support financial planning analysis, implementation, and ongoing plan execution
- Manage portfolio updates, rebalancing, and allocation changes
- Maintain clean, accurate, and compliant client account records
- Communicate professionally with clients regarding account activity and service items (as appropriate)
- Coordinate with custodians, broker‑dealers, and internal team members to resolve issues quickly
- Take ownership of tasks from start to finish with minimal oversight
- Contribute as a team player in a high‑performance, growth‑focused culture
Required Qualifications
- Active Series 7 and Series 63 licenses (REQUIRED)
- Experience as a Paraplanner, Financial Planner, or Financial Services Associate
- Strong understanding of investment products, trading, and portfolio mechanics
- Exceptional attention to detail, especially in trade execution and documentation
- Ability to thrive in a fast‑paced environment with multiple priorities
- Highly driven, competitive mindset with pride in quality and results
- Strong communication and organizational skills
Preferred Qualifications
- Experience in an RIA or broker‑dealer environment
- Familiarity with custodial platforms, CRM systems, and financial planning software
Who Thrives Here
- Professionals who take ownership and follow through
- Individuals motivated by high standards and responsibility
- Team‑oriented performers who elevate those around them
- People who want to grow, advance, and be trusted with more over time
What We Offer
- Competitive compensation based on experience and performance
- Meaningful responsibility and trust from day one
- Direct exposure to senior advisors and complex planning work
- A collaborative, high‑performance culture
- Long‑term growth opportunities for top contributors
If this role aligns with your experience and ambition, we encourage you to apply!
Pay: $100,000.00 - $125,000.00 per year
Benefits:
- Dental insurance
- Health insurance
- Paid time off
- Retirement plan
- Vision insurance
Work Location: In person
